literary research pdf

Literary Research Guide

An annotated listing of reference sources in english literary studies, james l. harner.

This version of the Literary Research Guide is based on the sixth edition, published by the Modern Language Association in 2014. The Modern Language Association has since made the HTML, XML, and CSS of this edition available on GitHub under the terms of a CC-BY 4.0 license. The Modern Language Association did not create this version and is not responsible for the contents, display, accessibility, or any other aspect of it.

Art of Literary Research
Modern Researcher
Introduction to Scholarship in Modern Languages and Literatures
On Compiling an Annotated Bibliography
Attributing Authorship
““ Rise of Periodical Studies ””
Guide to Reference
New Walford Guide to Reference Resources
Reader’s Adviser
General Subject-Indexes since 1548
Research Guide for Undergraduate Students
Guide to English and American Literature
Reference Guide for English Studies
Handbook to Literature
Dictionary of Literary Terms and Literary Theory
Oxford Classical Dictionary
Oxford Guide to Classical Mythology in the Arts
Dictionary of Literary Symbols
Benét’s Reader’s Encyclopedia
Cambridge Guide to Literature in English
Kindlers neues Literatur Lexikon
Serial Bibliographies
Other Bibliographies
Bibliographies
Background Reading
Guides to Libraries
Guides to Collections
Interlibrary Loan
Bibliographies and Guides
Union Catalogs
Catalogs of National Libraries
Use of Manuscripts in Literary Research
Dictionary of English Manuscript Terminology
Archive Finder
British Archives
“ National Archives ”
Guide to the National Archives of the United States
Catalogs of Major Collections
Schoenberg Database of Manuscripts
Guide to Serial Bibliographies for Modern Literatures
Early Periodical Indexes
Surveys of Research
Literature Bibliographies
General Bibliographies
Bibliographies of Bibliographies
Abstracts of English Studies
English and American Studies in German
Guide to Theses and Dissertations
Dissertation Abstracts
Canadian Theses / Thèses canadiennes
ProQuest Dissertations and Theses
Union List of Higher Degree Theses in Australian University Libraries
Catalogue of Austrian and Swiss Dissertations on English and American Literature
Dissertations in English and American Literature
Language and Literature of the Anglo-Saxon Nations
18thConnect: Eighteenth-Century Scholarship Online
Literature Online
Literature Resource Center
Oxford Reference
Gale Virtual Reference Library
Guides to Biographies
Guides to Scholarship and Criticism
General Biographical Dictionaries
Dictionaries of Writers
““ Digital Burney Newspapers Collection ””
MLA Directory of Periodicals
Author Newsletters and Journals
Related Works
New Serial Titles
Serials in the British Library
Project Muse
IngentaConnect
American Reference Books Annual
Times Literary Supplement
Guides to Reference Works
Histories and Surveys
Guides to Primary Works
Gothic and Horror Fiction
Historical Fiction
Mystery Fiction
Picaresque Fiction
Science and Fantasy Fiction
Utopian Fiction
Short Fiction (Short Story, Novella)
Literary Handbooks, Dictionaries, and Encyclopedias
Biographical Dictionaries
Biography and Autobiography
Travel Writing
Periodicals
Research Methods
Literary Research and Irish Literature
Cambridge History of Irish Literature
Dictionary of Irish Literature
Guide to Irish Bibliographical Material
Manuscripts
Printed Works
Dissertations and Theses
Guides to Scholarship
Dictionary of Irish Biography
Biographical Dictionary of Irish Writers
Drama and Theater
Edinburgh History of Scottish Literature
Companion to Scottish Literature
Scotland: A Literary Guide
Dictionaries
Guide to Welsh Literature
History of Welsh Literature
New Companion to the Literature of Wales
Bibliography of Anglo-Welsh Literature
Bywgraffiadur Ar-lein / Welsh Biography Online
Eastern Literature
Midwestern Literature
Southern Literature
Western Literature
African American Literature
American Indian Literatures
Asian American Literature
Hispanic American Literature
Jewish American Literature
Literary Research and Postcolonial Literatures in English
““ Researching African Literatures ””
Asian Literature in English
Manuel bibliographique des études littéraires
Literaturrecherche für Germanisten
Manuale critico-bibliografico per lo studio della letteratura italiana
Companion to Neo-Latin Studies
Introduction to Medieval Latin
Portuguese Language and Luso-Brazilian Literature
Russian Reference Works
Guide to Reference Works for the Study of the Spanish Language and Literature
Comparative Literature and Literary Theory
Acronyms, Initialisms, and Abbreviations Dictionary
Individuals
Institutions
Organizations
General Introductions
Handbooks, Dictionaries, and Encyclopedias
Author Bibliographies
Descriptive Bibliography
Textual Criticism
Book Trade, History of the Book, and Publishing History
Directories of Book Dealers
Biographical Dictionaries of Collectors
Booksellers’ and Auction Catalogs
Computer Programs
Grants Register
Histories of the English Language
Handbooks, Linguistic Dictionaries, and Encyclopedias
General Linguistics
Special Topics
Types, Schools, and Movements
Guide to Microforms and Digital Resources
Microform Research Collections
Handbooks and Guides to Publishing
Directories of Publishing Opportunities
Guides to Writing
Style Manuals
Book Reviewing
History and Literature
Political Science and Literature
Psychology and Literature
Sociology and Literature
Index of Names
Index of Titles
Subject Index
Bibliography

Research Methods

Barry Mauer and John Venecek

We discuss the following topics on this page:

Research Method Types

We also provide the following activity:

Before discussing research methods , we need to distinguish them from methodologies and research skills .

Methodologies , linked to literary theories, are tools and lines of investigation: sets of practices and propositions about texts and the world.
Research methods are about where and how you get answers to your research questions. Are you conducting interviews? Visiting archives? Doing close readings? Reviewing scholarship? You will need to choose which methods are most appropriate to use in your research and you need to gain some knowledge about how to use these methods. In other words, you need to do some research into research methods!
Research skills are about how you handle materials such as library search engines, citation management programs, special collections materials, and so on.

Your choice of research method depends on the kind of questions you are asking. For example, if you want to understand how an author progressed through several drafts to arrive at a final manuscript, you may need to use archival research methods. If you want to understand why a particular literary work became a bestseller, you may need to use audience studies research methods. If you want to know why a contemporary author wrote a particular work, you may need to interview the author. Usually literary research involves a combination of methods such as archival research and discourse analysis .

Literary research methods tend to differ from research methods in the hard sciences (such as physics and chemistry). Science research must present results that are reproducible, while literary research rarely does (though it must still present evidence for its claims). Literary research often deals with questions of meaning, social conventions, representations of lived experience, and aesthetic effects; these are questions that reward dialogue and different perspectives rather than one great experiment that settles the issue. In literary research, we might get many valuable answers even though they are quite different from one another. Also in literary research, we usually have some room to speculate about answers, but our claims have to be plausible (believable) and our argument comprehensive (meaning we don’t overlook evidence that would alter our argument significantly if it were known).

A literary researcher might select the following set of theories and tools:

Theory: Critical Race Theory (CRT)
Methodology: Social Constructivism
Method: Scholarly
Skills: Search engines, citation management

We select our research methods based on the kinds of things we want to know. For example, we may be studying the relationship between literature and society, between author and text, or the status of a work in the literary canon. We may want to know about a work’s form, genre, or thematics. We may want to know about the audience’s reading and reception, or about methods for teaching literature in schools.

Below are a few research methods and their descriptions. You may need to consult with your instructor about which ones are most appropriate for your project. The first list covers methods most students use in their work. The second list covers methods more commonly used by advanced researchers. Even if you will not be using methods from this second list in your research project, you may encounter these research methods in the scholarship you find.

Most commonly used undergraduate research methods:

Scholarship Methods: Studies the body of published scholarship written about a particular author, literary work, historical period, literary movement, genre, theme, theory, or method.
Textual Analysis Methods: Used for close readings of literary texts, these methods also rely on literary theory and background information to support the reading.
Biographical Methods: Used to study the life of the author to better understand their work and times, these methods involve reading biographies and autobiographies about the author, and may also include research into private papers, correspondence, and interviews.
Discourse Analysis Methods: Studies language patterns to reveal ideology and social relations of power. This research involves the study of institutions, social groups, and social movements to understand how people in various settings use language to represent the world to themselves and others. Literary works may present complex mixtures of discourses which the characters (and readers) have to navigate.
Creative Writing Methods: A literary re-working of another literary text, creative writing research is used to better understand a literary work by investigating its language, formal structures, composition methods, themes, and so on. For instance, a creative research project may retell a story from a minor character’s perspective to reveal an alternative reading of events. To qualify as research, a creative research project is usually combined with a piece of theoretical writing that explains and justifies the work.

Methods used more often by advanced researchers:

Archival Methods: Usually involves trips to special collections where original papers are kept. In these archives are many unpublished materials such as diaries, letters, photographs, ledgers, and so on. These materials can offer us invaluable insight into the life of an author, the development of a literary work, or the society in which the author lived. There are at least three major archives of James Baldwin’s papers: The Smithsonian , Yale , and The New York Public Library . Descriptions of such materials are often available online, but the materials themselves are typically stored in boxes at the archive.
Computational Methods: Used for statistical analysis of texts such as studies of the popularity and meaning of particular words in literature over time.
Ethnographic Methods: Studies groups of people and their interactions with literary works, for instance in educational institutions, in reading groups (such as book clubs), and in fan networks. This approach may involve interviews and visits to places (including online communities) where people interact with literary works. Note: before you begin such work, you must have Institutional Review Board (IRB) approval “to protect the rights and welfare of human participants involved in research.”
Visual Methods: Studies the visual qualities of literary works. Some literary works, such as illuminated manuscripts, children’s literature, and graphic novels, present a complex interplay of text and image. Even works without illustrations can be studied for their use of typography, layout, and other visual features.

Regardless of the method(s) you choose, you will need to learn how to apply them to your work and how to carry them out successfully. For example, you should know that many archives do not allow you to bring pens (you can use pencils) and you may not be allowed to bring bags into the archives. You will need to keep a record of which documents you consult and their location (box number, etc.) in the archives. If you are unsure how to use a particular method, please consult a book about it. [1] Also, ask for the advice of trained researchers such as your instructor or a research librarian.

What research method(s) will you be using for your paper? Why did you make this method selection over other methods? If you haven’t made a selection yet, which methods are you considering?
What specific methodological approaches are you most interested in exploring in relation to the chosen literary work?
What is your plan for researching your method(s) and its major approaches?
If there are any elements of your assignment that need clarification, please list them.
What was the most important lesson you learned from this page? What point was confusing or difficult to understand?
Introduction to Research Methods: A Practical Guide for Anyone Undertaking a Research Project by Catherine, Dr. Dawson
Practical Research Methods: A User-Friendly Guide to Mastering Research Techniques and Projects by Catherine Dawson
Qualitative Inquiry and Research Design: Choosing Among Five Approaches by John W. Creswell Cheryl N. Poth
Qualitative Research Evaluation Methods: Integrating Theory and Practice by Michael Quinn Patton
Research Design: Qualitative, Quantitative, and Mixed Methods Approaches by John W. Creswell J. David Creswell
Research Methodology: A Step-by-Step Guide for Beginners by Ranjit Kumar
Research Methodology: Methods and Techniques by C.R. Kothari

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Harvard Library
Research Guides
Faculty of Arts & Sciences Libraries

Literary Research in Harvard Libraries

Get Organized
Find Background
Where to Search
Search Vocabulary
Obscure/Recent Topics
Literary Journalism Search (under construction!)
Find Primary or Archival Material
Literary Theory
Foreign Language Literatures
Distant Reading, Close Reading

KEY DATABASES

The MLA International Bibliography - use this database for every project: it's a subject-specific index to worldwide scholarship on literature and media studies back to 1926. Also includes linguistics and folklore. Strongest for Europe, the Americas, and Anglophone scholarship.
Literature Online - use this database when you need background (reference) information, searchable literary works, or scholarship on British literature .
The Johns Hopkins Guide to Theory and Criticism - use this encyclopedia when you need to understand literary theories and schools of criticism.

SEARCH WORDS

Search terms that can help you improve your results in HOLLIS , Academic Search Premier , and other multidisciplinary resources:

Literature, “criticism and interpretation,” rhetoric
genre terms (novel, fiction, poetry, drama)
geographic terms (United States, American)
time period terms (19th, "to 1500")
Terms for region or language (Italian, Asian)

See Search Vocabulary for more details

HOW TO USE THIS GUIDE

Each page of this guide recommends my favorite tools and strategies:

Get Organized - access, organize, and cite
Find Background - from simple encyclopedia entries to detailed guides and histories
Basics - understand what you're looking for
Where to Search - specialized search engines and techniques for using them
Search Vocabulary - the specialized language search engines use for literary topics
Obscure/Recent Topics - tips for when standard research methods won't find the material you need
Find Primary or Archival Material - when you need newspaper articles, first editions, manuscripts...
Literary Theory - deceptively tricky to search for!
Foreign Language Literatures - if you're working with languages other than English
Distant Reading, Close Reading - computational tools (e.g. chart word usage over time), the OED, rhetorical figures

Literature: A Guide for Graduate Students supplements this guide with:

Get Started - a to-do list for new graduate students
Find a Database - how to locate the best search engines for your field or project
Research Dos & Don'ts - tips to help you be productive and efficient

ACKNOWLEDGEMENTS

Literary Research in Harvard Libraries was originally written by Sue Gilroy and Laura Farwell Blake, and remains deeply indebted to their work.

FURTHER GUIDANCE

Odile Harter

Research & Pedagogy Librarian

Email Odile

Next: Get Organized >>

Except where otherwise noted, this work is subject to a Creative Commons Attribution 4.0 International License , which allows anyone to share and adapt our material as long as proper attribution is given. For details and exceptions, see the Harvard Library Copyright Policy ©2021 Presidents and Fellows of Harvard College.

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IN COLLECTIONS

Uploaded by station08.cebu on July 28, 2022

'APPLYING' THEORIES IN LITERARY RESEARCH

2021, LangLit

Methods and methodologies are equally important for literary research as its tools. Being a qualitative research type, literary research requires an objective research tool for analysis and assessment of texts in a disinterested manner. Appreciation of texts is secondary while interrogation of texts is primary to unfold the writers' ideological agenda. Every person including writers is made up of ideologies. Language serves as a vehicle for indoctrination of ideologies. In fact, language carries thousands of ideologies that compete for space and prominence. The ultimate purpose of literary research is also knowledge-production. In addition to it, it is a demonstration of ideological identification and affirmation. This article argues that methods are personal while methodologies are communal, and that individual researchers invent their own methods but only out of a methodology. Methodology is theoretical and ideological. Unless researchers are convinced by a particular methodology, they cannot derive their methods out of it. Literary theories are understood as methodologies and theories of reading. It also argues that all literary theories are critical, provocative, self-reflexive, multidisciplinary , and trans-disciplinary.

Related Papers

CENTRAL ASIAN JOURNAL OF LITERATURE, PHILOSOPHY AND CULTURE

Urvashi Kaushal

Marko Juvan, Literary Studies in Reconstruction

Marko Juvan

In post-modernity, literary theory has become pluralistic, perspectivized, and – in parallel with the weakened autonomy of belletristic writing and the deconstruction of the concept “literature” – intertwined with the transdisciplinary, eclectic, and critical discourse of “Theory,” which is directed towards cultural studies rather than towards explorations of the artistic field. Hermeneutic and neo-pragmatist self-reflection has made literary theory aware of its own contingency and of being merely one among several (discursive) practices. As one of the “sciences of the subject,” it has also come to realize that knowledge is subject-dependent and that the field of research (i.e., literature) changes together with and under the influence of its scholarly observation. The answer of literary theory to these challenges proposed here is its disciplinary reconstruction into a theory of literary discourse. Such a theory accounts for the fact that literary texts are part of historical becoming and cultural changes in human life-worlds. This is why it must choose new objectives: first, with its ability for apt descriptions of literary devices (i.e., as a descriptive poetics), it may also contribute to a better critical understanding of the rhetorical powers of other discourses and language in general. Second, it may provide strong arguments to legitimize the indispensable anthropological values of the literary – including and primarily in the present time, marked by the triumph of the new media and globalized economization of all knowledge.

The Import of Literary Criticism

Abstract With the present global inclination to science, technology, and agriculture, criticism seems to have been tilted in that direction. The flame of reading literature seems to be going out gradually but steadily and with it, the reading and mastery of its prescriptive theories and their application to literary texts. If we consider that literature is concerned with life’s affairs which are more pressing than the reading black and white symbols of a text and their abstract interpretation, if we consider that literature is a vortex where distant and usually seemingly unrelated areas of human knowledge meet and interact, that war, the environment, the economy and even politics are involved in literary studies, then we would try to value the text more, and its criticism which is the decoding of the message of the text, which sometimes has a problem solving perspective, would be given its due import, since literature is in fact, a pattern of infinite potentialities, proffered by an absence presence, which have to be investigated through the right procedures. Because this domain is involved with every sphere of life, the import of getting its message cannot be overrated. However, the shade of meanings got without the use of literary theories would be highly informal, judgmental, and oftentimes superficial. Literary criticism is meant to throw light into the text through theories, and to assess the public comprehension of the text. In this vein, criticism is more important than the text, for it says in several ways what the text says. The main thrust of this paper is its attempt at encouraging literary criticism by showing how beneficial it is to the reader, writer and critic as individuals and to the society as a whole. Keyword: Criticism

Comparatismi

Giovanni Bottiroli

• What is literature for us today? And what will become of it in the next few years? Our era only seems willing to recognize the complexity of the field of science; whereas as far as literature is concerned, it is still thought that a rigorous training is not necessary and many deceive themselves into thinking that it is possible to do without the analytical tools created in the twentieth century and more recently thanks to theory. The refusal of theory is justified by the most tenacious prejudices, or simply by bad faith. It is believed (or some pretend to believe) that literary theory coincides with the years of structuralism, with the primacy of linguistics, and with the thesis of the intransitivity of language. Reality is quite different. Literary theory is a hybrid space where linguistics, rhetoric, philosophy and the theories of desire merge and interweave. In this space, which undergoes constant renewal, literature is understood to be an intellectual and emotive experience, and an irreplaceable source of knowledge. Literary texts are studied as dynamic objects that are able to cross the borders of the era in which they were produced and enter the "great time" (as Bakhtin called it). However, a text can only expand, like the Japanese flowers that Proust spoke about at the beginning of the Recherche, if it is immersed in the water of good interpretations. And good interpretations are not infinite as Derrida and the followers of reception theory believed. Only doxa is infinite. Literature is a way of thinking. It offers the opportunity for a complex mental experience that no algorithm could ever describe or envisage. By creating characters with flexible identities, literature describes the human condition from the viewpoint of non-coincidence with oneself. It addresses all individuals inviting them to understand their higher possibilities. Yet these possibilities, the investigation of which is where the very vocation of literature lies, have always encountered enormous obstacles. The difficulty in understanding and analyzing those virtually expanding multilateral objects that are literary texts has caused most scholars to limit themselves to reductive and peripheral investigations. This type of research should be called contextualism. It has presented

Theories and Texts. For Students By Students.

Walter Hoelbling

The essays collected in this volume are based on research papers written for graduate seminars taught by Justine Tally, Universidad de La Laguna, Spain, during two of her ERASMUS teaching visits at Karl-Franzens-University in Graz, Austria. Contemporary literary and cultural theories are applied to Toni Morrison's novels BELOVED and JAZZ, and to Batbara Kingsolver's THE POISONWOOD BIBLE. The high quality of the papers and their often creative application of theories to literary texts spawned the idea of making them available in published form. The contributions in their current form have been revised by the editors so as to more closely resemble the traditional scholarly article rather than the seminar paper format; structure and argument have been left unchanged and express their authors’ styles and points of view. We are grateful to the Editorial Board of American Studies in Austria for their offer to publish the volume in their series. At a time when “theory” is on everybody’s lips and yet is often more of a deterrent than an attraction for students of literature and culture, we believe that these essays show how theories can enrich our understanding of literature, facilitate our analysis of a particular text, elucidate the multiple layers of meaning, and thus significantly enhance the jouissance in our acts of reading. Walter W. Hölbling, University of Graz Justine Tally, Universidad de La Laguna

Patryck Cirimpei

Reading Through Theory – Studies in Theory-framed Interpretation of the Literary Text

Enikő Bollobás

This collection brings together critical studies framed by several theoretical perspectives, including performative, intersubjective, postmodern, feminist, tropological, and rhetorical. In some essays the author discusses the theoretical frameworks themselves, delineating the various paradigms and giving historical overviews of how these paradigms evolved, while also demonstrating how they can be applied in literary interpretation. In other studies, Bollobás puts the literary text into the center, and performs readings informed by particular theories. The prose texts have been selected in such a way that they are best interpreted through these theoretical approaches; specifically, they turn on processes whereby the (gendered) subjects are performatively constructed, while characters, often informed by rhetorical processes and structures, are formed via their interactions with others. That is, performative and rhetorical constructions of the subject and interactions of characters are foregrounded in these narratives; they “stick out” to such an extent that they call for specific theoretical readings. The poetic texts are interpreted within the frames of poetological paradigms that problematize referentiality, self-expressivity, and performativity; among these paradigms, tropization, language-centered approaches, and anti-lyric models are foregrounded in the essays. Studies on performativity, Henry James, Emily Dickinson, H.D., the fantastic (Mark Twain and Ambrose Bierce), Carson McCullers, David Hwang, Sándor Márai, Péter Nádas, Péter Esterházy, Charles Bernstein, Augusto de Campos, Susan Howe.

Adrian-Ioan Popovici

Edited by Delia da Sousa Correa and W.R. Owens The Handbook to Literary Research is a practical guide for students embarking on postgraduate work in Literary Studies. It introduces and explains research techniques, methodologies and approaches to information resources, paying careful attention to the differences between countries and institutions, and providing a range of key examples. This fully updated second edition is divided into five sections which cover: • Tools of the trade-a brand new chapter outlining how to make the most of literary resources; • Textual scholarship and book history-explains key concepts and variations in editing, publishing and bibliography; • Issues and approaches in literary research-presents a critical overview of theoretical approaches essential to literary studies; • The dissertation-demonstrates how to approach, plan and write this important research exercise; • Glossary-provides comprehensive explanations of key terms, and a checklist of resources. Packed with useful tips and exercises and written by scholars with extensive experience as teachers and researchers in the field, this volume is the ideal handbook for those beginning postgraduate research in literature. Delia da Sousa Correa is Senior Lecturer in English at

The Pluralist

University Library

Research Guides

Literature and Literary Research

Getting Started
Finding Books and Articles
Finding and Using Archival Sources
Finding and Using Reference Sources
Working Smarter

The source!

Citing Social Media

Citing Social Media Guide by Boise State This guide by Boise State University, Albertsons Library, shows examples of citing Facebook, YouTube, and Twitter in MLA or APA style.

MLA Quick Links

MLA in-text citations. (Purdue) How to document sources within the text of your paper.
Sample MLA Paper (PDF) A PDF sample MLA formatted paper from Purdue OWL.
Sample Works Cited Page (Purdue OWL) A sample of an MLA style Works Cited page.

MLA In-text Citations

MLA Examples:

The global debt crisis is having a strong impact on women and children in developing nations (Bronstein 74).

Bronstein contends the global debt crisis is having a strong impact on women and children in developing nations (74).

For electronic sources that have no page number, give the paragraph number (par. 4).

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<< Previous: Working Smarter
Last Updated: Feb 2, 2024 12:45 PM
URL: https://libguides.sonoma.edu/literature

Open access
Published: 12 December 2023

Examining the role of community resilience and social capital on mental health in public health emergency and disaster response: a scoping review

C. E. Hall 1 , 2 ,
H. Wehling 1 ,
J. Stansfield 3 ,
J. South 3 ,
S. K. Brooks 2 ,
N. Greenberg 2 , 4 ,
R. Amlôt 1 &
D. Weston 1

BMC Public Health volume 23 , Article number: 2482 ( 2023 ) Cite this article

1752 Accesses

21 Altmetric

Metrics details

The ability of the public to remain psychologically resilient in the face of public health emergencies and disasters (such as the COVID-19 pandemic) is a key factor in the effectiveness of a national response to such events. Community resilience and social capital are often perceived as beneficial and ensuring that a community is socially and psychologically resilient may aid emergency response and recovery. This review presents a synthesis of literature which answers the following research questions: How are community resilience and social capital quantified in research?; What is the impact of community resilience on mental wellbeing?; What is the impact of infectious disease outbreaks, disasters and emergencies on community resilience and social capital?; and, What types of interventions enhance community resilience and social capital?

A scoping review procedure was followed. Searches were run across Medline, PsycInfo, and EMBASE, with search terms covering both community resilience and social capital, public health emergencies, and mental health. 26 papers met the inclusion criteria.

The majority of retained papers originated in the USA, used a survey methodology to collect data, and involved a natural disaster. There was no common method for measuring community resilience or social capital. The association between community resilience and social capital with mental health was regarded as positive in most cases. However, we found that community resilience, and social capital, were initially negatively impacted by public health emergencies and enhanced by social group activities.

Several key recommendations are proposed based on the outcomes from the review, which include: the need for a standardised and validated approach to measuring both community resilience and social capital; that there should be enhanced effort to improve preparedness to public health emergencies in communities by gauging current levels of community resilience and social capital; that community resilience and social capital should be bolstered if areas are at risk of disasters or public health emergencies; the need to ensure that suitable short-term support is provided to communities with high resilience in the immediate aftermath of a public health emergency or disaster; the importance of conducting robust evaluation of community resilience initiatives deployed during the COVID-19 pandemic.

Peer Review reports

For the general population, public health emergencies and disasters (e.g., natural disasters; infectious disease outbreaks; Chemical, Biological, Radiological or Nuclear incidents) can give rise to a plethora of negative outcomes relating to both health (e.g. increased mental health problems [ 1 , 2 , 3 , 4 ]) and the economy (e.g., increased unemployment and decreased levels of tourism [ 4 , 5 , 6 ]). COVID-19 is a current, and ongoing, example of a public health emergency which has affected over 421 million individuals worldwide [ 7 ]. The long term implications of COVID-19 are not yet known, but there are likely to be repercussions for physical health, mental health, and other non-health related outcomes for a substantial time to come [ 8 , 9 ]. As a result, it is critical to establish methods which may inform approaches to alleviate the longer-term negative consequences that are likely to emerge in the aftermath of both COVID-19 and any future public health emergency.

The definition of resilience often differs within the literature, but ultimately resilience is considered a dynamic process of adaptation. It is related to processes and capabilities at the individual, community and system level that result in good health and social outcomes, in spite of negative events, serious threats and hazards [ 10 ]. Furthermore, Ziglio [ 10 ] refers to four key types of resilience capacity: adaptive, the ability to withstand and adjust to unfavourable conditions and shocks; absorptive, the ability to withstand but also to recover and manage using available assets and skills; anticipatory, the ability to predict and minimize vulnerability; and transformative, transformative change so that systems better cope with new conditions.

There is no one settled definition of community resilience (CR). However, it generally relates to the ability of a community to withstand, adapt and permit growth in adverse circumstances due to social structures, networks and interdependencies within the community [ 11 ]. Social capital (SC) is considered a major determinant of CR [ 12 , 13 ], and reflects strength of a social network, community reciprocity, and trust in people and institutions [ 14 ]. These aspects of community are usually conceptualised primarily as protective factors that enable communities to cope and adapt collectively to threats. SC is often broken down into further categories [ 15 ], for example: cognitive SC (i.e. perceptions of community relations, such as trust, mutual help and attachment) and structural SC (i.e. what actually happens within the community, such as participation, socialising) [ 16 ]; or, bonding SC (i.e. connections among individuals who are emotionally close, and result in bonds to a particular group [ 17 ]) and bridging SC (i.e. acquaintances or individuals loosely connected that span different social groups [ 18 ]). Generally, CR is perceived to be primarily beneficial for multiple reasons (e.g. increased social support [ 18 , 19 ], protection of mental health [ 20 , 21 ]), and strengthening community resilience is a stated health goal of the World Health Organisation [ 22 ] when aiming to alleviate health inequalities and protect wellbeing. This is also reflected by organisations such as Public Health England (now split into the UK Health Security Agency and the Office for Health Improvement and Disparities) [ 23 ] and more recently, CR has been targeted through the endorsement of Community Champions (who are volunteers trained to support and to help improve health and wellbeing. Community Champions also reflect their local communities in terms of population demographics for example age, ethnicity and gender) as part of the COVID-19 response in the UK (e.g. [ 24 , 25 ]).

Despite the vested interest in bolstering communities, the research base establishing: how to understand and measure CR and SC; the effect of CR and SC, both during and following a public health emergency (such as the COVID-19 pandemic); and which types of CR or SC are the most effective to engage, is relatively small. Given the importance of ensuring resilience against, and swift recovery from, public health emergencies, it is critically important to establish and understand the evidence base for these approaches. As a result, the current review sought to answer the following research questions: (1) How are CR and SC quantified in research?; (2) What is the impact of community resilience on mental wellbeing?; (3) What is the impact of infectious disease outbreaks, disasters and emergencies on community resilience and social capital?; and, (4) What types of interventions enhance community resilience and social capital?

By collating research in order to answer these research questions, the authors have been able to propose several key recommendations that could be used to both enhance and evaluate CR and SC effectively to facilitate the long-term recovery from COVID-19, and also to inform the use of CR and SC in any future public health disasters and emergencies.

A scoping review methodology was followed due to the ease of summarising literature on a given topic for policy makers and practitioners [ 26 ], and is detailed in the following sections.

Identification of relevant studies

An initial search strategy was developed by authors CH and DW and included terms which related to: CR and SC, given the absence of a consistent definition of CR, and the link between CR and SC, the review focuses on both CR and SC to identify as much relevant literature as possible (adapted for purpose from Annex 1: [ 27 ], as well as through consultation with review commissioners); public health emergencies and disasters [ 28 , 29 , 30 , 31 ], and psychological wellbeing and recovery (derived a priori from literature). To ensure a focus on both public health and psychological research, the final search was carried across Medline, PsycInfo, and EMBASE using OVID. The final search took place on the 18th of May 2020, the search strategy used for all three databases can be found in Supplementary file 1 .

Selection criteria

The inclusion and exclusion criteria were developed alongside the search strategy. Initially the criteria were relatively inclusive and were subject to iterative development to reflect the authors’ familiarisation with the literature. For example, the decision was taken to exclude research which focused exclusively on social support and did not mention communities as an initial title/abstract search suggested that the majority of this literature did not meet the requirements of our research question.

The full and final inclusion and exclusion criteria used can be found in Supplementary file 2 . In summary, authors decided to focus on the general population (i.e., non-specialist, e.g. non-healthcare worker or government official) to allow the review to remain community focused. The research must also have assessed the impact of CR and/or SC on mental health and wellbeing, resilience, and recovery during and following public health emergencies and infectious disease outbreaks which affect communities (to ensure the research is relevant to the review aims), have conducted primary research, and have a full text available or provided by the first author when contacted.

Charting the data

All papers were first title and abstract screened by CH or DW. Papers then were full text reviewed by CH to ensure each paper met the required eligibility criteria, if unsure about a paper it was also full text reviewed by DW. All papers that were retained post full-text review were subjected to a standardised data extraction procedure. A table was made for the purpose of extracting the following data: title, authors, origin, year of publication, study design, aim, disaster type, sample size and characteristics, variables examined, results, restrictions/limitations, and recommendations. Supplementary file 3 details the charting the data process.

Analytical method

Data was synthesised using a Framework approach [ 32 ], a common method for analysing qualitative research. This method was chosen as it was originally used for large-scale social policy research [ 33 ] as it seeks to identify: what works, for whom, in what conditions, and why [ 34 ]. This approach is also useful for identifying commonalities and differences in qualitative data and potential relationships between different parts of the data [ 33 ]. An a priori framework was established by CH and DW. Extracted data was synthesised in relation to each research question, and the process was iterative to ensure maximum saturation using the available data.

Study selection

The final search strategy yielded 3584 records. Following the removal of duplicates, 2191 records remained and were included in title and abstract screening. A PRISMA flow diagram is presented in Fig. 1 .

PRISMA flow diagram

At the title and abstract screening stage, the process became more iterative as the inclusion criteria were developed and refined. For the first iteration of screening, CH or DW sorted all records into ‘include,’ ‘exclude,’ and ‘unsure’. All ‘unsure’ papers were re-assessed by CH, and a random selection of ~ 20% of these were also assessed by DW. Where there was disagreement between authors the records were retained, and full text screened. The remaining papers were reviewed by CH, and all records were categorised into ‘include’ and ‘exclude’. Following full-text screening, 26 papers were retained for use in the review.

Study characteristics

This section of the review addresses study characteristics of those which met the inclusion criteria, which comprises: date of publication, country of origin, study design, study location, disaster, and variables examined.

Date of publication

Publication dates across the 26 papers spanned from 2008 to 2020 (see Fig. 2 ). The number of papers published was relatively low and consistent across this timescale (i.e. 1–2 per year, except 2010 and 2013 when none were published) up until 2017 where the number of papers peaked at 5. From 2017 to 2020 there were 15 papers published in total. The amount of papers published in recent years suggests a shift in research and interest towards CR and SC in a disaster/ public health emergency context.

Graph to show retained papers date of publication

Country of origin

The locations of the first authors’ institutes at the time of publication were extracted to provide a geographical spread of the retained papers. The majority originated from the USA [ 35 , 36 , 37 , 38 , 39 , 40 , 41 ], followed by China [ 42 , 43 , 44 , 45 , 46 ], Japan [ 47 , 48 , 49 , 50 ], Australia [ 51 , 52 , 53 ], The Netherlands [ 54 , 55 ], New Zealand [ 56 ], Peru [ 57 ], Iran [ 58 ], Austria [ 59 ], and Croatia [ 60 ].

There were multiple methodological approaches carried out across retained papers. The most common formats included surveys or questionnaires [ 36 , 37 , 38 , 42 , 46 , 47 , 48 , 49 , 50 , 53 , 54 , 55 , 57 , 59 ], followed by interviews [ 39 , 40 , 43 , 51 , 52 , 60 ]. Four papers used both surveys and interviews [ 35 , 41 , 45 , 58 ], and two papers conducted data analysis (one using open access data from a Social Survey [ 44 ] and one using a Primary Health Organisations Register [ 56 ]).

Study location

The majority of the studies were carried out in Japan [ 36 , 42 , 44 , 47 , 48 , 49 , 50 ], followed by the USA [ 35 , 37 , 38 , 39 , 40 , 41 ], China [ 43 , 45 , 46 , 53 ], Australia [ 51 , 52 ], and the UK [ 54 , 55 ]. The remaining studies were carried out in Croatia [ 60 ], Peru [ 57 ], Austria [ 59 ], New Zealand [ 56 ] and Iran [ 58 ].

Multiple different types of disaster were researched across the retained papers. Earthquakes were the most common type of disaster examined [ 45 , 47 , 49 , 50 , 53 , 56 , 57 , 58 ], followed by research which assessed the impact of two disastrous events which had happened in the same area (e.g. Hurricane Katrina and the Deepwater Horizon oil spill in Mississippi, and the Great East Japan earthquake and Tsunami; [ 36 , 37 , 38 , 42 , 44 , 48 ]). Other disaster types included: flooding [ 51 , 54 , 55 , 59 , 60 ], hurricanes [ 35 , 39 , 41 ], infectious disease outbreaks [ 43 , 46 ], oil spillage [ 40 ], and drought [ 52 ].

Variables of interest examined

Across the 26 retained papers: eight referred to examining the impact of SC [ 35 , 37 , 39 , 41 , 46 , 49 , 55 , 60 ]; eight examined the impact of cognitive and structural SC as separate entities [ 40 , 42 , 45 , 48 , 50 , 54 , 57 , 59 ]; one examined bridging and bonding SC as separate entities [ 58 ]; two examined the impact of CR [ 38 , 56 ]; and two employed a qualitative methodology but drew findings in relation to bonding and bridging SC, and SC generally [ 51 , 52 ]. Additionally, five papers examined the impact of the following variables: ‘community social cohesion’ [ 36 ], ‘neighbourhood connectedness’ [ 44 ], ‘social support at the community level’ [ 47 ], ‘community connectedness’ [ 43 ] and ‘sense of community’ [ 53 ]. Table 1 provides additional details on this.

How is CR and SC measured or quantified in research?

The measures used to examine CR and SC are presented Table 1 . It is apparent that there is no uniformity in how SC or CR is measured across the research. Multiple measures are used throughout the retained studies, and nearly all are unique. Additionally, SC was examined at multiple different levels (e.g. cognitive and structural, bonding and bridging), and in multiple different forms (e.g. community connectedness, community cohesion).

What is the association between CR and SC on mental wellbeing?

To best compare research, the following section reports on CR, and facets of SC separately. Please see Supplementary file 4 for additional information on retained papers methods of measuring mental wellbeing.

Community resilience

CR relates to the ability of a community to withstand, adapt and permit growth in adverse circumstances due to social structures, networks and interdependencies within the community [ 11 ].

The impact of CR on mental wellbeing was consistently positive. For example, research indicated that there was a positive association between CR and number of common mental health (i.e. anxiety and mood) treatments post-disaster [ 56 ]. Similarly, other research suggests that CR is positively related to psychological resilience, which is inversely related to depressive symptoms) [ 37 ]. The same research also concluded that CR is protective of psychological resilience and is therefore protective of depressive symptoms [ 37 ].

Social capital

SC reflects the strength of a social network, community reciprocity, and trust in people and institutions [ 14 ]. These aspects of community are usually conceptualised primarily as protective factors that enable communities to cope and adapt collectively to threats.

There were inconsistencies across research which examined the impact of abstract SC (i.e. not refined into bonding/bridging or structural/cognitive) on mental wellbeing. However, for the majority of cases, research deems SC to be beneficial. For example, research has concluded that, SC is protective against post-traumatic stress disorder [ 55 ], anxiety [ 46 ], psychological distress [ 50 ], and stress [ 46 ]. Additionally, SC has been found to facilitate post-traumatic growth [ 38 ], and also to be useful to be drawn upon in times of stress [ 52 ], both of which could be protective of mental health. Similarly, research has also found that emotional recovery following a disaster is more difficult for those who report to have low levels of SC [ 51 ].

Conversely, however, research has also concluded that when other situational factors (e.g. personal resources) were controlled for, a positive relationship between community resources and life satisfaction was no longer significant [ 60 ]. Furthermore, some research has concluded that a high level of SC can result in a community facing greater stress immediately post disaster. Indeed, one retained paper found that high levels of SC correlate with higher levels of post-traumatic stress immediately following a disaster [ 39 ]. However, in the later stages following a disaster, this relationship can reverse, with SC subsequently providing an aid to recovery [ 41 ]. By way of explanation, some researchers have suggested that communities with stronger SC carry the greatest load in terms of helping others (i.e. family, friends and neighbours) as well as themselves immediately following the disaster, but then as time passes the communities recover at a faster rate as they are able to rely on their social networks for support [ 41 ].

Cognitive and structural social capital

Cognitive SC refers to perceptions of community relations, such as trust, mutual help and attachment, and structural SC refers to what actually happens within the community, such as participation, socialising [ 16 ].

Cognitive SC has been found to be protective [ 49 ] against PTSD [ 54 , 57 ], depression [ 40 , 54 ]) mild mood disorder; [ 48 ]), anxiety [ 48 , 54 ] and increase self-efficacy [ 59 ].

For structural SC, research is again inconsistent. On the one hand, structural SC has been found to: increase perceived self-efficacy, be protective of depression [ 40 ], buffer the impact of housing damage on cognitive decline [ 42 ] and provide support during disasters and over the recovery period [ 59 ]. However, on the other hand, it has been found to have no association with PTSD [ 54 , 57 ] or depression, and is also associated with a higher prevalence of anxiety [ 54 ]. Similarly, it is also suggested by additional research that structural SC can harm women’s mental health, either due to the pressure of expectations to help and support others or feelings of isolation [ 49 ].

Bonding and bridging social capital

Bonding SC refers to connections among individuals who are emotionally close, and result in bonds to a particular group [ 17 ], and bridging SC refers to acquaintances or individuals loosely connected that span different social groups [ 18 ].

One research study concluded that both bonding and bridging SC were protective against post-traumatic stress disorder symptoms [ 58 ]. Bridging capital was deemed to be around twice as effective in buffering against post-traumatic stress disorder than bonding SC [ 58 ].

Other community variables

Community social cohesion was significantly associated with a lower risk of post-traumatic stress disorder symptom development [ 35 ], and this was apparent even whilst controlling for depressive symptoms at baseline and disaster impact variables (e.g. loss of family member or housing damage) [ 36 ]. Similarly, sense of community, community connectedness, social support at the community level and neighbourhood connectedness all provided protective benefits for a range of mental health, wellbeing and recovery variables, including: depression [ 53 ], subjective wellbeing (in older adults only) [ 43 ], psychological distress [ 47 ], happiness [ 44 ] and life satisfaction [ 53 ].

Research has also concluded that community level social support is protective against mild mood and anxiety disorder, but only for individuals who have had no previous disaster experience [ 48 ]. Additionally, a study which separated SC into social cohesion and social participation concluded that at a community level, social cohesion is protective against depression [ 49 ] whereas social participation at community level is associated with an increased risk of depression amongst women [ 49 ].

What is the impact of Infectious disease outbreaks / disasters and emergencies on community resilience?

From a cross-sectional perspective, research has indicated that disasters and emergencies can have a negative effect on certain types of SC. Specifically, cognitive SC has been found to be impacted by disaster impact, whereas structural SC has gone unaffected [ 45 ]. Disaster impact has also been shown to have a negative effect on community relationships more generally [ 52 ].

Additionally, of the eight studies which collected data at multiple time points [ 35 , 36 , 41 , 42 , 47 , 49 , 56 , 60 ], three reported the effect of a disaster on the level of SC within a community [ 40 , 42 , 49 ]. All three of these studies concluded that disasters may have a negative impact on the levels of SC within a community. The first study found that the Deepwater Horizon oil spill had a negative effect on SC and social support, and this in turn explained an overall increase in the levels of depression within the community [ 40 ]. A possible explanation for the negative effect lays in ‘corrosive communities’, known for increased social conflict and reduced social support, that are sometimes created following oil spills [ 40 ]. It is proposed that corrosive communities often emerge due to a loss of natural resources that bring social groups together (e.g., for recreational activities), as well as social disparity (e.g., due to unequal distribution of economic impact) becoming apparent in the community following disaster [ 40 ]. The second study found that SC (in the form of social cohesion, informal socialising and social participation) decreased after the 2011 earthquake and tsunami in Japan; it was suggested that this change correlated with incidence of cognitive decline [ 42 ]. However, the third study reported more mixed effects based on physical circumstances of the communities’ natural environment: Following an earthquake, those who lived in mountainous areas with an initial high level of pre-community SC saw a decrease in SC post disaster [ 49 ]. However, communities in flat areas (which were home to younger residents and had a higher population density) saw an increase in SC [ 49 ]. It was proposed that this difference could be due to the need for those who lived in mountainous areas to seek prolonged refuge due to subsequent landslides [ 49 ].

What types of intervention enhance CR and SC and protect survivors?

There were mixed effects across the 26 retained papers when examining the effect of CR and SC on mental wellbeing. However, there is evidence that an increase in SC [ 56 , 57 ], with a focus on cognitive SC [ 57 ], namely by: building social networks [ 45 , 51 , 53 ], enhancing feelings of social cohesion [ 35 , 36 ] and promoting a sense of community [ 53 ], can result in an increase in CR and potentially protect survivors’ wellbeing and mental health following a disaster. An increase in SC may also aid in decreasing the need for individual psychological interventions in the aftermath of a disaster [ 55 ]. As a result, recommendations and suggested methods to bolster CR and SC from the retained papers have been extracted and separated into general methods, preparedness and policy level implementation.

General methods

Suggested methods to build SC included organising recreational activity-based groups [ 44 ] to broaden [ 51 , 53 ] and preserve current social networks [ 42 ], introducing initiatives to increase social cohesion and trust [ 51 ], and volunteering to increase the number of social ties between residents [ 59 ]. Research also notes that it is important to take a ‘no one left behind approach’ when organising recreational and social community events, as failure to do so could induce feelings of isolation for some members of the community [ 49 ]. Furthermore, gender differences should also be considered as research indicates that males and females may react differently to community level SC (as evidence suggests males are instead more impacted by individual level SC; in comparison to women who have larger and more diverse social networks [ 49 ]). Therefore, interventions which aim to raise community level social participation, with the aim of expanding social connections and gaining support, may be beneficial [ 42 , 47 ].

Preparedness

In order to prepare for disasters, it may be beneficial to introduce community-targeted methods or interventions to increase levels of SC and CR as these may aid in ameliorating the consequences of a public health emergency or disaster [ 57 ]. To indicate which communities have low levels of SC, one study suggests implementing a 3-item scale of social cohesion to map areas and target interventions [ 42 ].

It is important to consider that communities with a high level of SC may have a lower level of risk perception, due to the established connections and supportive network they have with those around them [ 61 ]. However, for the purpose of preparedness, this is not ideal as perception of risk is a key factor when seeking to encourage behavioural adherence. This could be overcome by introducing communication strategies which emphasise the necessity of social support, but also highlights the need for additional measures to reduce residual risk [ 59 ]. Furthermore, support in the form of financial assistance to foster current community initiatives may prove beneficial to rural areas, for example through the use of an asset-based community development framework [ 52 ].

Policy level

At a policy level, the included papers suggest a range of ways that CR and SC could be bolstered and used. These include: providing financial support for community initiatives and collective coping strategies, (e.g. using asset-based community development [ 52 ]); ensuring policies for long-term recovery focus on community sustainable development (e.g. community festival and community centre activities) [ 44 ]; and development of a network amongst cooperative corporations formed for reconstruction and to organise self-help recovery sessions among residents of adjacent areas [ 58 ].

This scoping review sought to synthesise literature concerning the role of SC and CR during public health emergencies and disasters. Specifically, in this review we have examined: the methods used to measure CR and SC; the impact of CR and SC on mental wellbeing during disasters and emergencies; the impact of disasters and emergencies on CR and SC; and the types of interventions which can be used to enhance CR. To do this, data was extracted from 26 peer-reviewed journal articles. From this synthesis, several key themes have been identified, which can be used to develop guidelines and recommendations for deploying CR and SC in a public health emergency or disaster context. These key themes and resulting recommendations are summarised below.

Firstly, this review established that there is no consistent or standardised approach to measuring CR or SC within the general population. This finding is consistent with a review conducted by the World Health Organization which concludes that despite there being a number of frameworks that contain indicators across different determinants of health, there is a lack of consensus on priority areas for measurement and no widely accepted indicator [ 27 ]. As a result, there are many measures of CR and SC apparent within the literature (e.g., [ 62 , 63 ]), an example of a developed and validated measure is provided by Sherrieb, Norris and Galea [ 64 ]. Similarly, the definitions of CR and SC differ widely between researchers, which created a barrier to comparing and summarising information. Therefore, future research could seek to compare various interpretations of CR and to identify any overlapping concepts. However, a previous systemic review conducted by Patel et al. (2017) concludes that there are nine core elements of CR (local knowledge, community networks and relationships, communication, health, governance and leadership, resources, economic investment, preparedness, and mental outlook), with 19 further sub-elements therein [ 30 ]. Therefore, as CR is a multi-dimensional construct, the implications from the findings are that multiple aspects of social infrastructure may need to be considered.

Secondly, our synthesis of research concerning the role of CR and SC for ensuring mental health and wellbeing during, or following, a public health emergency or disaster revealed mixed effects. Much of the research indicates either a generally protective effect on mental health and wellbeing, or no effect; however, the literature demonstrates some potential for a high level of CR/SC to backfire and result in a negative effect for populations during, or following, a public health emergency or disaster. Considered together, our synthesis indicates that cognitive SC is the only facet of SC which was perceived as universally protective across all retained papers. This is consistent with a systematic review which also concludes that: (a) community level cognitive SC is associated with a lower risk of common mental disorders, while; (b) community level structural SC had inconsistent effects [ 65 ].

Further examination of additional data extracted from studies which found that CR/SC had a negative effect on mental health and wellbeing revealed no commonalities that might explain these effects (Please see Supplementary file 5 for additional information)

One potential explanation may come from a retained paper which found that high levels of SC result in an increase in stress level immediately post disaster [ 41 ]. This was suggested to be due to individuals having greater burdens due to wishing to help and support their wide networks as well as themselves. However, as time passes the levels of SC allow the community to come together and recover at a faster rate [ 41 ]. As this was the only retained paper which produced this finding, it would be beneficial for future research to examine boundary conditions for the positive effects of CR/SC; that is, to explore circumstances under which CR/SC may be more likely to put communities at greater risk. This further research should also include additional longitudinal research to validate the conclusions drawn by [ 41 ] as resilience is a dynamic process of adaption.

Thirdly, disasters and emergencies were generally found to have a negative effect on levels of SC. One retained paper found a mixed effect of SC in relation to an earthquake, however this paper separated participants by area in which they lived (i.e., mountainous vs. flat), which explains this inconsistent effect [ 49 ]. Dangerous areas (i.e. mountainous) saw a decrease in community SC in comparison to safer areas following the earthquake (an effect the authors attributed to the need to seek prolonged refuge), whereas participants from the safer areas (which are home to younger residents with a higher population density) saw an increase in SC [ 49 ]. This is consistent with the idea that being able to participate socially is a key element of SC [ 12 ]. Overall, however, this was the only retained paper which produced a variable finding in relation to the effect of disaster on levels of CR/SC.

Finally, research identified through our synthesis promotes the idea of bolstering SC (particularly cognitive SC) and cohesion in communities likely to be affected by disaster to improve levels of CR. This finding provides further understanding of the relationship between CR and SC; an association that has been reported in various articles seeking to provide conceptual frameworks (e.g., [ 66 , 67 ]) as well as indicator/measurement frameworks [ 27 ]. Therefore, this could be done by creating and promoting initiatives which foster SC and create bonds within the community. Papers included in the current review suggest that recreational-based activity groups and volunteering are potential methods for fostering SC and creating community bonds [ 44 , 51 , 59 ]. Similarly, further research demonstrates that feelings of social cohesion are enhanced by general social activities (e.g. fairs and parades [ 18 ]). Also, actively encouraging activities, programs and interventions which enhance connectedness and SC have been reported to be desirable to increase CR [ 68 ]. This suggestion is supported by a recent scoping review of literature [ 67 ] examined community champion approaches for the COVID-19 pandemic response and recovery and established that creating and promoting SC focused initiatives within the community during pandemic response is highly beneficial [ 67 ]. In terms of preparedness, research states that it may be beneficial for levels of SC and CR in communities at risk to be assessed, to allow targeted interventions where the population may be at most risk following an incident [ 42 , 44 ]. Additionally, from a more critical perspective, we acknowledge that ‘resilience’ can often be perceived as a focus on individual capacity to adapt to adversity rather than changing or mitigating the causes of adverse conditions [ 69 , 70 ]. Therefore, CR requires an integrated system approach across individual, community and structural levels [ 17 ]. Also, it is important that community members are engaged in defining and agreeing how community resilience is measured [ 27 ] rather than it being imposed by system leads or decision-makers.

In the aftermath of the pandemic, is it expected that there will be long-term repercussions both from an economic [ 8 ] and a mental health perspective [ 71 ]. Furthermore, the findings from this review suggest that although those in areas with high levels of SC may be negatively affected in the acute stage, as time passes, they have potential to rebound at a faster rate than those with lower levels of SC. Ongoing evaluation of the effectiveness of current initiatives as the COVID-19 pandemic progresses into a recovery phase will be invaluable for supplementing the evidence base identified through this review.

Recommendations

As a result of this review, a number of recommendations are suggested for policy and practice during public health emergencies and recovery.

Future research should seek to establish a standardised and validated approach to measuring and defining CR and SC within communities. There are ongoing efforts in this area, for example [ 72 ]. Additionally, community members should be involved in the process of defining how CR is measured.

There should be an enhanced effort to improve preparedness for public health emergencies and disasters in local communities by gauging current levels of SC and CR within communities using a standardised measure. This approach could support specific targeting of populations with low levels of CR/SC in case of a disaster or public health emergency, whilst also allowing for consideration of support for those with high levels of CR (as these populations can be heavily impacted initially following a disaster). By distinguishing levels of SC and CR, tailored community-centred approaches could be implemented, such as those listed in a guide released by PHE in 2015 [ 73 ].

CR and SC (specifically cognitive SC) should be bolstered if communities are at risk of experiencing a disaster or public health emergency. This can be achieved by using interventions which aim to increase a sense of community and create new social ties (e.g., recreational group activities, volunteering). Additionally, when aiming to achieve this, it is important to be mindful of the risk of increased levels of CR/SC to backfire, as well as seeking to advocate an integrated system approach across individual, community and structural levels.

It is necessary to be aware that although communities with high existing levels of resilience / SC may experience short-term negative consequences following a disaster, over time these communities might be able to recover at a faster rate. It is therefore important to ensure that suitable short-term support is provided to these communities in the immediate aftermath of a public health emergency or disaster.

Robust evaluation of the community resilience initiatives deployed during the COVID-19 pandemic response is essential to inform the evidence base concerning the effectiveness of CR/ SC. These evaluations should continue through the response phase and into the recovery phase to help develop our understanding of the long-term consequences of such interventions.

Limitations

Despite this review being the first in this specific topic area, there are limitations that must be considered. Firstly, it is necessary to note that communities are generally highly diverse and the term ‘community’ in academic literature is a subject of much debate (see: [ 74 ]), therefore this must be considered when comparing and collating research involving communities. Additionally, the measures of CR and SC differ substantially across research, including across the 26 retained papers used in the current review. This makes the act of comparing and collating research findings very difficult. This issue is highlighted as a key outcome from this review, and suggestions for how to overcome this in future research are provided. Additionally, we acknowledge that there will be a relationship between CR & SC even where studies measure only at individual or community level. A review [ 75 ] on articulating a hypothesis of the link to health inequalities suggests that wider structural determinants of health need to be accounted for. Secondly, despite the final search strategy encompassing terms for both CR and SC, only one retained paper directly measured CR; thus, making the research findings more relevant to SC. Future research could seek to focus on CR to allow for a comparison of findings. Thirdly, the review was conducted early in the COVID-19 pandemic and so does not include more recent publications focusing on resilience specifically in the context of COVID-19. Regardless of this fact, the synthesis of, and recommendations drawn from, the reviewed studies are agnostic to time and specific incident and contain critical elements necessary to address as the pandemic moves from response to recovery. Further research should review the effectiveness of specific interventions during the COVID-19 pandemic for collation in a subsequent update to this current paper. Fourthly, the current review synthesises findings from countries with individualistic and collectivistic cultures, which may account for some variation in the findings. Lastly, despite choosing a scoping review method for ease of synthesising a wide literature base for use by public health emergency researchers in a relatively tight timeframe, there are disadvantages of a scoping review approach to consider: (1) quality appraisal of retained studies was not carried out; (2) due to the broad nature of a scoping review, more refined and targeted reviews of literature (e.g., systematic reviews) may be able to provide more detailed research outcomes. Therefore, future research should seek to use alternative methods (e.g., empirical research, systematic reviews of literature) to add to the evidence base on CR and SC impact and use in public health practice.

This review sought to establish: (1) How CR and SC are quantified in research?; (2) The impact of community resilience on mental wellbeing?; (3) The impact of infectious disease outbreaks, disasters and emergencies on community resilience and social capital?; and, (4) What types of interventions enhance community resilience and social capital?. The chosen search strategy yielded 26 relevant papers from which we were able extract information relating to the aims of this review.

Results from the review revealed that CR and SC are not measured consistently across research. The impact of CR / SC on mental health and wellbeing during emergencies and disasters is mixed (with some potential for backlash), however the literature does identify cognitive SC as particularly protective. Although only a small number of papers compared CR or SC before and after a disaster, the findings were relatively consistent: SC or CR is negatively impacted by a disaster. Methods suggested to bolster SC in communities were centred around social activities, such as recreational group activities and volunteering. Recommendations for both research and practice (with a particular focus on the ongoing COVID-19 pandemic) are also presented.

Availability of data and materials

The datasets used and/or analysed during the current study are available from the corresponding author on reasonable request.

Abbreviations

Social Capital

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This study was supported by the National Institute for Health Research Research Unit (NIHR HPRU) in Emergency Preparedness and Response, a partnership between Public Health England, King’s College London and the University of East Anglia. The views expressed are those of the author(s) and not necessarily those of the NIHR, Public Health England, the UK Health Security Agency or the Department of Health and Social Care [Grant number: NIHR20008900]. Part of this work has been funded by the Office for Health Improvement and Disparities, Department of Health and Social Care, as part of a Collaborative Agreement with Leeds Beckett University.

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DW, JSo and JSt had the main idea for the review. The search strategy and eligibility criteria were devised by CH, DW, JSo and JSt. CH conducted the database searches. CH and DW conducted duplicate, title and abstract and full text screening in accordance with inclusion criteria. CH conducted data extraction, CH and DW carried out the analysis and drafted the initial manuscript. All authors provided critical revision of intellectual content. All authors approved the final manuscript.

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Hall, C.E., Wehling, H., Stansfield, J. et al. Examining the role of community resilience and social capital on mental health in public health emergency and disaster response: a scoping review. BMC Public Health 23 , 2482 (2023). https://doi.org/10.1186/s12889-023-17242-x

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